member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
named in a complaint by the SEC or financial institutions regulatory body or subject to any legal proceedings following such criminal complaint or having been sentenced to imprisonment by the court's
following parties (if any); - the audit oversight authority - professional body - network firm - firm's internal monitoring Signature of the applicant to certify true copy is required
- professional body - network firm - firm's internal monitoring Signature of the applicant to certify true copy is required. Photocopy of evidence of your audit firm's registration with corporate
capital which have additional conditions that a write-down/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have
fund of funds (FoFs) with investments in the underlying fund ≥ 5% of the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two
/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have been converted. [2] Only subordinated instruments