Mr. Noppadol Dej-Udom Mr. Noppadol Dej-Udom while being an Executive Vice Chairman of the Executive Committee of True Corporation Public Company Limited (TRUE), knew or possessed inside information

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within August 30, 2018

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within March 2, 2019

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 4) to the SEC office within November 27, 2019

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 1) to the SEC office within March 2, 2018

another person’s securities trading account in such a way as to take advantage of other persons by using material non-public information relating to the performance of IT. IT’s net profit of the year 2012

) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million

Profit Gain Asia Ltd. Between April 10 to 28 August , 2014 Profit Gain Asia Ltd. (“PFAL”) , fail to reported the disposal of Natural Park Public Company (“N-PARK”) which changed its name to U City

Renaissance Fund Management LTD Renaissance Fund Management LTD failed to prepare the balance sheet and the profit and loss account for the first six months of the financial year 2019 by posted in a

profit in the last three years. SEC Act S.241 Settlement Committee Meeting No. 4/2013 Settlement Committee Order No. 35/2013 Dated 20/06/2013