Daol Securities (Thailand) Public Company Limited Between November 11, 2017 and May 17, 2021 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply

system of which preventive measure and arrangement which are investing in Bill of Exchange, lending, investing in listed company without analysis and effective risk management. Moreover, Beyond invested in

TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions and

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply

markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it

Mr. Chanachai Joonjiraporn Mr. Chanachai Joonjiraporn, a former Chief Executive Officer, who is responsible for the operation of Beyond Securities Public Company Limited ("Beyond") failed

Bitkub Online Company Limited During December 1 - 31, 2021, Bitkub Online Company Limited ("BO"), a digital asset exchange, published the "A Gift for The Future" advertisement

Mr. Win Udomrachtavanich Mr. Win Udomrachtavanich, a former chairman of Risk Management Committee, who is responsible for the operation of KTBST Securities Public Company Limited ("KTBST"