technology” as “an effect causing the securities company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm

) ensure that only copyrighted software and appropriate software patches are installed and establish measures for protection against malware intrusion or damage to confidential or critical data stored on

property from damage, depreciation or uselessness until the new trustee is completely vested with the trust property. SECTION 26 In case of alteration of trustee, the former trustee or the surviving trustee

4 Companies should determine a recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6

customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or

basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on

or damage on investors or the overall capital market, covering the following matters: (a) types of eligible clients; (b) maximum number of eligible clients; (c) maximum amount of investment money of

of the use of securities business for money laundering and financing of terrorism that could damage the reputation of intermediaries. Regarding the Know-Your-Client/Client Due Diligence (KYC/CDD

SEC pursuant to Section 49, or operates its business in any manner which may damage customer asset or to the settlement system for derivatives, or there is any event which may materially affect the

manner of deceit, fraud or dishonesty relating to offences against property which caused damage either to the financial institution or its clients ; (2) having been imprisoned by the final judgment of a