The web contents are categorized into five key menus featuring more convenient user experience and easier accessibility, namely (1) About Us, (2) Laws and Regulations, (3) News and Market Data, (4) Investors, and (5) Filing of Reports and Applications. There are also shortcuts to frequently searched information. In addition, the new website improves the public hearing channel by offering easier access to consultation papers and more convenient participation in the hearing process. The webs...
The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
clear-cut regulations to accommodate business operation and service provision in the form of partnership so that business operators will be able to run their business according to their expertise and take
bonds. This will remove procedures and cut unnecessary costs. Offerings to institutional investors, venture capital firms, private equity firms, as well as their directors and employees, will be able to
of December 2020. In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to
all main areas in the capital market. Annually, these projects help to reduce burdens and operating costs of the private sectors involved worth 153.32 million baht, and cut down 48,210 hours of
การปฏิบัติงานโดยใช้อุปกรณ์เคลื่อนที่ (mobile device) และการใช้บริการ cloud computing เป็นต้น จึงเปิดรับฟังความคิดเห็นร่างประกาศหลักเกณฑ์เกี่ยวกับการรักษาความมั่นคงปลอดภัยระบบเทคโนโลยีสารสนเทศของผู้
ดำเนินการหยุดการขาดทุน (cut loss) เมื่อบัญชีสัญญาซื้อขายล่วงหน้าดังกล่าวมีผลขาดทุน 1 ล้านบาทตามคำสั่งของลูกค้า ทำให้ลูกค้าถูกปิดสถานะบัญชีและได้รับความเสียหาย ประกอบกับให้คำแนะนำแก่ลูกค้าโดยให้ความหวังว่า
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
three application forms into one, and reducing the required supporting documentation from 19 to 7 documents. The proposed actions above are expected to help cut down paper consumption by 15,000 sheets