actions that indicate a lack of professional ethics or standard of conduct in performing the duties of financial advisor. (5) Directors, managers, the executives of the investment banking unit adhering to
actions that indicate a lack of professional ethics or standard of conduct in performing the duties of financial advisor. (5) Directors, managers, the executives of the investment banking unit adhering to
89/7; (4) allowing any person to use one's own securities trading account or banking account for payment of securities trading, or using any person's securities trading account or banking account
- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities company under the
- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities company under the
the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities
shares not less than fifty percent of total shares sold: (a) commercial bank under law on commercial banking; (b) finance company under law on undertakings of finance business, securities business