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against the international benchmarks. During the past years, Thailand and the Thai Capital Market have undergone assessments invarious international platforms such as: Survey on Ease of Doing Business by
Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors, accepting listing and delisting and supervising securities businesses by approving rules issued by the Bank of
be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a company listed on the Stock Exchange of Thailand. Samples of matters under the SEC
and Exchange Commission, Thailand (“SEC"), as a public agency with a mandate to supervise and develop the Thai capital market, has laid out the strategic plan for the year 2022 – 2024 to further support
identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading account, pay-in slip, transfer-deposit-withdrawal slips, statement report
representing securities regulators from Asia-Pacific jurisdictions (as of July 2020). The SEC chaired the committee for two consecutive terms from 2005 to 2008. In 2012, the SEC Thailand hosted the IOSCO APRC
: Detail Content SEC Help Center Samples of Documents or Evidence Sample of Complaints Samples of Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant
the capital markets under following laws: The law on securities and exchange; The law governing derivatives; The law governing digital asset; The law on trust for transactions in the capital market