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information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
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fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE
Promulgated under the Securities and Exchange Act B.E. 2535 Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial