customer. Derivatives broker must send the confirmation statement and the evidence of margin call under the first paragraph to customers by the method agreed with the customers within the next business day
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
broker shall send the confirmation statement and additional evidence of margin call prescribed under Paragraph 1 to customers through the method agreed upon by the customers within the next business day
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
organizer to send the participants’ information to the database center via the electronic system to facilitate access of information of the Contacts. 2. Further education The Contacts who have passed the
shall arrange following up and compliance with the said policies and plans. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works
สำหรับการคำนวณค่าสถิติมูลค่าตลาดรวม (SET Market capitalization) และดัชนีราคาตลาดหลักทรัพย์ (SET Index) นั้น ตลาดหลักทรัพย์จะนำมูลค่าตลาดของหน่วยลงทุนของกองทุนรวมอสังหาริมทรัพย์มารวมในการคำนวณมูลค่าตลาดรวม
สำหรับการคำนวณค่าสถิติมูลค่าตลาดรวม (SET Market capitalization) และดัชนีราคาตลาดหลักทรัพย์ (SET Index) นั้น ตลาดหลักทรัพย์จะนำมูลค่าตลาดของหน่วยลงทุนของกองทุนรวมอสังหาริมทรัพย์มารวมในการคำนวณมูลค่าตลาดรวม
business continuity plan (Business Continuity Plan: BCP) which is consistent with the policy stipulated in (1) approved by senior management and board of directors or working group that is assigned in
or a group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes