organized by the Thai Listed Companies Association (TLCA) on 10 November 2023. On the occasion, listed companies shared their knowledge and experience in ESG reporting while Ms. Kultangwatana covered the
auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and
their risk tolerance. The lecture also covered investment scam prevention and the SEC’s roles. The event was held on 30 January 2024, at the RUS, Suphan Buri Campus.
Chairman Chanin Vongkusolkit and TLCA members, to discuss strategies for the development and promotion of supervision over listed companies. The discussions covered measures to prevent adverse behaviors
to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
-and medium-sized firms, especially those that have never been covered before. This collaboration will not only promote greater research coverage for investors' benefits, but also create more
. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to
. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or transfer customers