wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in
business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide service to own clients or clients who open wallet with other digital asset
capital market. In order to open an investment account online through NDID system, investors must have a deposit account with a commercial bank and apply the mobile banking service for such account
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant
เมื่อวันที่ 24 กันยายน 2562 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และตลาดหลักทรัพย์แห่งประเทศไทย (ตลท.) ร่วมเปิดโครงการ One-Stop Service อย่างเป็นทางการ ณ หอประชุมศาสตราจารย์
this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market
-Service Station? ก.ล.ต. ขอเชิญผู้สนใจเข้าเยี่ยมชม บูธ ก.ล.ต. ในงาน SET in the City กรุงเทพมหานคร 2017 ภายใต้แนวคิด ?รู้คิดวางแผน รู้ศึกษาผลิตภัณฑ์การลงทุน รู้ใช้ตัวช่วยการลงทุน? ในบูธ ?SEC Self-Service
Bangkok, October 6, 2015 ? The SEC is seeking public comment on draft rules governing business operators of investment services to customers in foreign currency denominated products which are offered overseas as well as in Thailand. The revised rules cover guidelines for advertisement and publication, areas of permissible marketing activities in Thailand and instructions of benefits received from overseas products seller and issuer.Mr. Pariya Techamuanvivit Director, Corporate Affairs Departmen...
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...