SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. W...
Bangkok, April 19, 2016 ? The SEC is seeking public comments on draft amendments to the rules governing public offering of newly issued shares to streamline the process and promote cost effectiveness
Exchange Commission Meeting No. 4/2565 passed a resolution approving the exemption from filing the registration statement with the SEC prior to the offering. This is to ensure that the offering of
medium-sized businesses (SMEs) and startups. Crowdfunding will help widen access of those businesses to lower cost sources of finance, which will support their business strengths for the age of AEC and
Mr. Wiboon Phatrapiboon obtained a bachelor’s degree in engineering from Kasetsart University and a master’s degree in Science from Chieng Mai University. Prior to joining the SEC, he was Deputy
(UTCC), and a master’s degree in Business Administration (MIS), Saint Peter’s College, USA. Prior to this appointment, she was Director of the Intermediaries Policy Department
December 2024 remains a business day for securities companies and derivatives business operators. This adjustment aligns with the holiday schedule of financial institutions and prevents undue cost burdens on
other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client
other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client
price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into