Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2023
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 21/03/2024
Satang Corporation Company Limited Between December 1, 2020 and August 16, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, provided custody of customers'
News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior
Meta Corporation Public Company Limited On 11 October, 2017 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the
Meta Corporation Public Company Limited On 7 March, 2018 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the
Smart Terminal Corporation Co.,Ltd. Smart Terminal Corporation Co.,Ltd. had duty to prepare and submit the report of the sale of securities to the SEC within 31 March 2021. However, Smart Terminal
Satang Corporation Company Limited Between December 1, 2020 and October 19, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, inappropriately and insufficiently
Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without