EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Index Fund | Offering Date : 16/05/2019 - 22/05/2019
Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PI...
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
กำหนดอายุโครงการ บริษัทจัดการยังคงต้องยื่นเอกสารแบบคำขอจดทะเบียนเลิกกองทุนรวมกับสำนักงาน ("hard copy")ทำให้เป็นภาระกับบริษัทจัดการเป็นอย่างมาก นั้น สำนักงานขอเรียนว่า เพื่อเป็นการลดภาระของ
โดยใช digital signature (“DS”) ของผูมีอํานาจลงนามตามเกณฑที่กําหนด และไมตองสง hard copy 1.2 partially paperless สง online เอกสารทั้งหมดโดยใช user name / password ของผูอํานวยการฝายหรือเทียบเทา
1/2 RC 040/17 9 August 2017 Subj. : Report on the Company’s operating results for the second quarter of the year 2017 To : President of the Stock Exchange of Thailand Encl. : 1) A copy of financial
approval of auditors, or an auditor approved by the Bank of Thailand for such accounting year. The finance and securities company shall submit a copy of letter of approval of the Bank of Thailand to the
by the Bank of Thailand for such accounting year. The finance and securities company shall submit a copy of letter of approval of the Bank of Thailand to the Office within fifteen days from the date on
of newly issued shares and application procedures which are not particularly required by this Notification, mutatis mutandis; (4) a copy of a notice calling a shareholders’ meeting which approves the