SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with

SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with

used in legal proceeding in case of violation. Whistleblower protection ●  Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for

and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and

responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and

and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and

responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and

About Us SHARE : Detail Content ​​​​​International Relations   The SEC has worked closely and continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure

เศรษฐกิจและการพัฒนา (Organization for Economic Cooperation and Development) หรือที่เรียกว่า OECD Principles ซึ่งประกอบด้วย 6 หมวด ได้แก่ การบังคับใช้กฎหมายและกรอบการดำเนินการด้านบรรษัทภิบาล สิทธิของผู้ถือ

ขึ้น COOPERATION ร่วมมือกับหน่วยงานทั้งภายในประเทศและองค์กรระหว่างประเทศในการขับเคลื่อนตลาดทุนที่ยั่งยืน  ​​ ​เรียนรู้เพิ่มเติม ​ ​Resource Center ​ ​ Resou​rce Center for Sustainability-themed Bonds