used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
About Us SHARE : Detail Content International Relations The SEC has worked closely and continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure
SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with
SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with
เศรษฐกิจและการพัฒนา (Organization for Economic Cooperation and Development) หรือที่เรียกว่า OECD Principles ซึ่งประกอบด้วย 6 หมวด ได้แก่ การบังคับใช้กฎหมายและกรอบการดำเนินการด้านบรรษัทภิบาล สิทธิของผู้ถือ
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
Current Positions Chairman of the Sub-committee on Consideration of Regulations on Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on
University Board Member Capital Market Supervisory Board Chair of the Sub-committee on Consideration of Regulations on Issuance and Offering of Debt Securities, Derivatives and Structured Products, Chair of
and Offering of Debt Securities, Derivatives and Structured Products Experiences Member of the Risk Management Committee and Secretary, Bangkok Bank Public Company Limited Executive Vice
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee