an offer for sale of REIT units A REIT Manager (RM) has the duty to file an application for offer for sale of units. A Financial Advisor (FA)* is required to jointly submit the application and
management company may not arrange for the option for the unitholders of the closed-end fund to exit from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the
management company may not arrange for the option for the unitholders of the closed-end fund to exit from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the
Contact us SHARE : Detail Content Complaints Please use this form in case of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
a committee serves as director in the company having high value of trading transactions, audit committee may be lack of independence in performing his/her duty. Q: Can audit committee be sibling? A
securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the
duty after the public offering of digital tokens A letter of certification for performing duties as a digital token portal service provider A form for a report on the results of offering of digital
been converted. [2] Only subordinated instruments classified as Tier 2 capital which are convertible. [3] Subordinated instruments shall have the following features: 1) Having interest rates