/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case
working hours of the associations for inspections. The related persons should facilitate assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at
brokers or agents who act in the manner as specified in the notification of the SEC. Digital asset dealer means a person who provides services or holds itself out to the public as available to provide