Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Establishment of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2)
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus
Contract that is not subject to the Act, BE 2546 derivatives.
Contract that is not subject to the Act, BE 2546 derivatives.
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance