Checklist for MD&A Internal Control Sufficiency Evaluation Form Summary of Auditors' Reports (form 61-4) Form 81-1-IPO200 Report of Allocation of shares from Segregated Portion for the Sponsors List of
sponsors and related parties (“RP") are prescribed to prevent concentrated allocation to sponsors and RP which will enable these groups to control the supply of shares in the stock exchange. Such criteria
than one percent of the total voting shares. Not being an executive director involved in the management of the business, employee, staff, advisor earning regular monthly salary, controlling person during
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1) Director, executive or controlling person of securities issuing company (2) Employee or
securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1) Director, executive or controlling person of securities issuing company (2) Employee or
× Home > Laws/Regulations > Discussion Discussion SHARE : Detail Content The interpretation of the “Executive” in relation to “person holding executive position in Accounting
× Home > Laws/Regulations > Discussion Discussion SHARE : Detail Content The interpretation of the “Executive” in relation to “person holding executive position in Accounting
will be capable of regular monitoring the quality of audit work performed by such auditor, which resembles the international supervisory framework. The audit quality control regulatory shall be performed
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the