sponsors T he Chief Executive Officer or the Managing Director (CEO or MD) must make a list of sponsors pursuant to the decision of the board of directors, with the characteristics of each sponsor. The
the Chief Financial Officer (CFO) and accountants Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to
(Form 56-2) Certification of Financial Statements (form 56-3) Checklist for Form 56-1 Checklist for MD&A Internal Control Sufficiency Evaluation Form Summary of Auditors' Reports (form 61-4) Form 81-1
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the
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) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
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Officer) .doc | .pd f clip ข้อมูลเกี่ยวกับการระดมทุนสำหรับ SME เสวนาออนไลน์ “SME-PO ทางเลือกใหม่ในการระดมทุนของ SME และ Startup" (วันที่ 1 ธ.ค. 64) สัมมนาออนไลน์เรื่อง “ SEC SME/Startup Forum