Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

Surapon Foods Public Company Limited Surapon Foods Public Company Limited ("SSF"), a securities issuer, had duties to prepare and submit an annual report for the year 2018 (Form 56-2) to

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

Mr. Sorapon Vongvadhanaroj Mr. Sorapon Vongvadhanaroj, a Chief Executive Officer for the operation of Surapon Foods Public Company Limited ("SSF"), shall be liable for SSF?s failure to

Miss Laksana Supsakorn Between 11 February 2021 and 27 September 2021, Miss Laksana Supsakorn, a Chairman of The Tipco Foods Public Company Limited ("TIPCO") changed her holding of TIPCO

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

") control system which is the persons not appointed from Finnomena or obtained an approval from SEC Office performed IC’s duty. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement