UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Money Market Fund,Super Savings Fund : SSF | Offering Date : 02/05/2006 - 08/05/2006

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing

allow asset management companies to use own discretion in handling such fund transfer more flexibly while maintaining tax benefits for investors of such funds on a continuing basis.The key points of

make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light

, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the

million, increased by THB 9,912 million over the same period last year. The company’s profit from continuing operations was THB 6,500 million, increased by THB 4,161 million, and the profit margin for the

year while one- third give negative returns –the latter are both continuing and terminated funds. 7 Source: Morningstar complied by Research Department of Thai SEC -30% -20% -10% 0% 10% 20% 30% 0 6 12 18

Provident Fund Act B.E. 2530 In order to facilitate continuing and proper performance of the registrar of provident funds in compliance with the Provident Fund Act B.E. 2530 as amended by the Provident Fund

/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities