reasonably suspect of their being threats to the economy and stability of the country or to the public order or morality, the SEC has the power to refuse registering the persons as directors of the
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability
equivalence to that of the EU Member States , or iii. an independent audit regulator of a country that has been assessed under the Financia Stability Assessment Program (FSAP) and
Financia l Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least “broadly implemented" level 2.8.3 Approval Process
assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets provided that the assets can be invested in or held by the mutual fund; otherwise the
assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets provided that the assets can be invested in or held by the mutual fund; otherwise the
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
allowed to continue the operation of securities business as licensed once the license fee for the year in which this Ministerial Regulation comes into force has been paid, provided that the licensee shall