Chapter 7. 10 Chapter 4 Application for Approval and Granting of Approval Division 1 Application for Approval Clause 15 The submission of an application for obtaining approval to be personnel in the capital
securities businesses specified in the license within one hundred and eighty days from the date of obtaining the license; (3) the licensee shall maintain the qualifications under Clause 11 and take steps in
Approval and Granting of Approval Division 1 Application for Approval Clause 15 The submission of an application for obtaining approval to be personnel in the capital market business and a renewal of such
December 2015). 4 application for obtaining derivatives business license type Sor-1 prior to the termination of such Act. (11)3 a person who obtains agricultural derivatives business license under
, Permission by Registration and All Applications for Obtaining Approval to the SEC Office on the date when the complete and accurate application together with the evidentiary documentation have been submitted
from the date of obtaining the license except where the licensee is a securities business which has already been undertaking securities business; (3) The licensee shall maintain the qualifications under
shall continue to be the language used for all subsequent submissions no matter if other languages are used additionally except when the SEC Office grants a waiver for reason of necessity or