sufficient for the Selection Committee to consider nomination of such experts. The rules under the first paragraph shall be approved by the Minister and shall continue to be in effect even though the Selection
supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
management for business continuity of securities companies pursuant to this Notification. Clause 3. In order to ensure that critical functions of a securities company will continue or be restored in a timely
employer shall pay a surcharge into the fund during the period of delay at the rate of five percent per month of the amount of savings or contribution whose remittance is delayed. Section 10/1. 4 In cases of
or documents given by a client, the intermediary shall review and update such information without delay by taking the following actions: (a) gather and recheck information in addition to the normal
hedge to prevent risks from changing in price or value without delay. The provision in the first paragraph shall not apply to the derivatives broker who enters into an option contract as an option holder
function related to business operation which, in the event that a service provider ceases to provide services, fails to continue operation or is unable to provide services appropriately, may affect the
without delay, and the processes and procedures shall be improved in line with the policy which has been changed; (4) report on the conformance of the information technology governance policy shall be
revoke the registration of fund supervisor of such person. In cases where the revoked person under the second paragraph has duties to continue as a fund supervisor of any mutual funds, such revoked person
ประโยชน์ไม่ได้จะมีความเสี่ยงสูงกว่า เนื่องจากอาจเกิดกรณี project delay หรือ cost overrun 4. การแบ่งชนิดของหน่วยลงทุน (กอง infrastructure fund) เช่น หน่วยลงทุนชนิดคล้ายทุน (equity tranche) มีความเสี่ยงสูง