shall come into force from 6 January 2004. Notified this 23rd of April 2005. Suchat Jaovisidha (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission

January 2004. - Signature - (Captain Suchat Jaovisidha) Minister of Finance Chairman Securities and Exchange Commission 2 1

shall come into force as from 6 January 2004. Notified this 23rd day of January 2004. Suchart Jaovisidha (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission

January 6, 2004. Notified this 23rd day of January 2004. (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Remark : The Notification of the Securities and

) principles for contacting and providing services to clients, intermediaries remain obliged to continue following such principles, as prescribed in Clause 30(1) of the Notification of the Capital Market

Notification until such payment is made in full. Clause 9. This Notification shall come into force from 1 January 2004. Notified on this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of

supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations

management for business continuity of securities companies pursuant to this Notification. Clause 3. In order to ensure that critical functions of a securities company will continue or be restored in a timely

claimant no longer intends to continue the arbitratal proceeding and the Office shall terminate the proceeding for such dispute, except where the Office deems it necessary and appropriate; (2) after the

that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its operation