such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
dispose of the assets at the earliest opportunity, except that the unitholders accept the assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
obtained securities business license prior to effective date of this Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking
) กองทุนรวมมีประกัน (Guaranteed Fund) กองทุนรวมมุ่งรักษาเงินต้น (Capital Protected Fund) กองทุนรวมวายุภักษ์ กองทุนรวมสำหรับผู้ลงทุนในต่างประเทศ (Country Fund) กองทุนรวมหน่วยลงทุน (Fund of Funds) กองทุนรวม
executive? A: No, because it is an action that is in compliance with specified law. Auditor will be protected under whistleblower provisions as specified in Section 89/2. On the contrary, if the SEC probed