under the Securities and Exchange Act B.E. 2535 provides that "The licensee in the category of securities financing which has obtained securities business license prior to effective date of this
obtained securities business license prior to effective date of this Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking
shareholders' meeting notice at least 14 days prior to the meeting date? A: Normally, the company must send the shareholders' meeting notice at least seven days prior to the meeting. However, in cases where the
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
cumulative term of nine years from the first day of service. Upon completing nine years, an independent director may continue to serve on the board, subject to the board’s rigorous review of his/her continued
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the
dispose of the assets at the earliest opportunity, except that the unitholders accept the assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets
Foundation of the SEC About Us SHARE : Detail Content The Foundation of the SEC The capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC
from a closed-end fund to an open-end fund is originally specified in the scheme prior to the first offering of the investment units, or a resolution of approval is obtained from the unitholders with