laws and has qualifications in accordance with the criteria for approval to sell shares. A warrant must contain the following details: Terms of a warrant: Having a definite term of not more than ten
should contain at the minimum the following details: Financial statements; Portfolios; Information on values and ratios of investment in other mutual fund under the same mutual fund management company
term of less than one year as from the date of registration as mutual fund. An annual report should contain at the minimum the following details: Financial statements; Portfolios; Information on
financial information. In cases where the SEC finds that the financial statements contain incorrect information or misstatement, it will order the company to rectify such financial statements and publicly
requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident fund shall have the following features: (1) The agreement does not contain a statement that the private
contain a corrective measure. / X X The votes of the excess units over one-third shall not be counted * / / / Pay dividend in the total amount X / / Correct the proportion within two months
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
60% of the total asset value. Borrowing policy must comply with the provisions contained in the trust instrument. Issuance of debt instruments shall contain no features or conditions of perpetual bond