be authorized by law; the contents shall be clear, practical and consistent with final-considered measure. 9. Conduct public consultation on the draft notification: This step ensures that the draft
consistent manner; (2) set out detailed guidelines of practice that is proper and in compliance with this Notification, with which conformity to be deemed as compliance with the relevant regulations under this
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
) and was reappointed as Chairman of the Asia-Pacific Regional Committee (APRC) for a second consecutive term, thus a timely opportunity to carry on with the regional campaign for consistent cooperation
stakeholders’ rights; · To review whether draft notifications are authorized by law, and the contents are consistent with other regulations of a similar sort, clear and practical; · To go
stakeholders’ rights; · To review whether draft notifications are authorized by law, and the contents are consistent with other regulations of a similar sort, clear and practical; · To go
public. Moreover, the SEC strives to ensure that the conduct of SEC commissioners (“SEC Board”), the Capital Market Supervisory Board members, and SEC employees at all levels is consistent with SEC values
audited annual reports largely consistent with international standards. These include disclosure of: industry and company trends and prospects; details on directors; risk and risk management; shareholdings
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are