, topical consistency and compliance with relevant laws. The SEC Code of Governance imposed on board members, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment
. (3) The audit committee’s opinions. (4) Consistency with objectives, strategies and policies. 7.1.3 The board should ensure that information disclosures (including financial statements, annual reports
and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of investment units of mutual fund; 2) Redemption payment in the form of securities or
and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of investment units of mutual fund; 2) Redemption payment in the form of securities or
stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code
competitiveness; being assured of stability of the systems monitored and maintained to accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and
reasonably suspect of their being threats to the economy and stability of the country or to the public order or morality, the SEC has the power to refuse registering the persons as directors of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability