Microsoft Word - public hearing-complex&ACMF08082018 เอกสารรับฟงความคิดเห็น เลขที่ อจต. 33 /2561 เร่ือง รางประกาศการแกไขหลักเกณฑเก่ียวกับการออกและเสนอขายตราสารหน้ี และการเปดเผยขอมูล ครั้งที่ 2
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products 1 Obtained a bachelor’s degree ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment
derivatives is required , except CFP new curriculum5 ✓ ✓ 4 Investment consultant of complex products Type 1. − − − ✓ ✓ 5 Approved or registered to perform similar duties to investment analyst on technical
Revenue from sale of real estate for the 3-month period ended 31 March 2018 and 2019 were THB 440.40 and 346.20 million consecutively. Revenue from sale of properties decreased by THB 94.20 million or 21.39
from sale of real estate for the 6-month period ended 30 June 2018 and 2019 were THB 975.70 and 699.15 million consecutively. Revenue from sale of properties decreased by THB 276.55 million or 28.34% due
for delisting, ex. • No business for 3 consecutive years (income < 50 million baht for mai and < 100 million bath for SET) • Stricter free float rules whereby SP posting consecutively longer than one
to the temporary slowdown in sales orders of packaging for lubricant. However, sales of plastic automotive parts customers consecutively increased since the late of last year. For sales of packaging
refresher course must be taken consecutively to the previous one at least once every 2 calendar years of the approval obtained from the SEC Office.