REGULATORS 1. Maintenance of records 2. Scheduled or surprise audits involving site visits to firm headquarters 3. Follow-up investigations for complaints BUT DOES NOT ADJUDICATE 4. Issue sanctions
Gap 8 g Investor Return Gap = Asset Weighted Investor Return – Average Total Return /Study on U.S. domiciled funds Source: Morningstar Direct Mind the Gap 9 gRecent study in 2014 /Surprise! The Investor
Connection Corporation Public Company Limited, the “Company” has submitted the financial statements of the Company and its subsidiaries for the first quarter of 2022, ended March 31, 2022, it appears that the
to Advanced Connection Corporation Public Company Limited, the “Company” has submitted the financial statements of the Company and its subsidiaries for the second quarter of 2022, ended June 30, 2022
(Translation) No. ACC6602/001 February 28, 2023 Subject: Clarification of operating results for the Year 2022 To: The President, The Stock Exchange of Thailand Advanced Connection Corporation Public
Directors’ Meeting authorized the Executive Committee to have power to take actions in connection with the entry into the Asset Disposition Transaction, including the negotiation of conditions and other
, Connection & Collaboration 𝒙 - 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 -3.0 -2.0 -1.0 - 1.0 2.0 3.0 - 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 -3.0 -2.0 -1.0 - 1.0 2.0 3.0 0.1 0.3 0.4 0.5 0.3 3.1 3.7 3.9 1.1 1.4 4.5
to the Financial Statements of Advanced Connection Corporation Public Company Limited (“the Company”) and its subsidiaries for the Quarter 1/2017 ended March 31, 2017, appear as comprehensive operating
calculated from the company’s reviewed financial statements as of 30 June 2017. 10. Source of funds : The Company’s equity and bank loan The transaction size when considered in connection with the acquisition
of derivatives exchange to be in consistent with cost in connection with supervision on such business borne by the SEC Office.