objectives for administration of the regulations and rules are as follows: Investors have access to information and make confident decisions on investment. The capital market is operated with fairness
- Rules Summary - Related Rules and Regulations GOVERNANCE OF PUBLICLY TRADED COMPANY (Securities and Exchange Act B.E. 2535 Chapter 3/1 Connected Transaction
• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
เป็นบริษัทจดทะเบียนฯ หากเป็นบริษัทที่ได้รับยกเว้นตามประกาศดังกล่าว ก็ไม่ต้องอยู่ภายใต้ พ.ร.บ.หลักทรัพย์ฯ ในเรื่องเกณฑ์รายการเกี่ยวโยงกับการได้มาจำหน่ายไปซึ่งสินทรัพย์สำคัญ Q: connected transaction กับ
role of the chairman of the board should be clearly defined. If the persons acting as the chairman and the chief executive officer are the same or connected, the board may appoint a designated
director who is appointed as the representative of directors of the issuer, major shareholder or shareholder who is a connected person of a majority shareholder. Not undertaking any business of the same