) and the Thai auditing standards in conformity with the International Standards on Auditing (ISA) prescribed by the International Auditing and Assurance Standards Board (IAASB). Supporting Accounting
entities in capital market The SEC requires preparation and disclosure of financial information in the financial statements of companies issuing securities through the capital market be in conformity with
established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a trustee account; ensure that the units are not allocated to investors who are not
established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a trustee account; ensure that the units are not allocated to investors who are not
information to restructure the contribution in such conditions as may be beneficial to the executives. The purchase date must be clearly specified in order to avoid any doubt whether internal information is
Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the
examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as the benefits thereof from one LTF to another LTF, shall be completed within five business
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and
examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as the benefits thereof from one LTF to another LTF, shall be completed within five business
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and