a failure to perform duties with responsibility, due care and loyalty for the best interest of the company, which causes damage to the company or creates benefits for oneself or others. In this regard
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
กรอบเชิงจริยธรรมและจรรยาบรรณ (code of conduct and code of ethics) 3 ทั้งน้ี แนวทางธรรมาภิบาลของ ก.ล.ต. ไดมี้การทบทวนหลกัการและแนวปฏิบติัใหเ้ป็นปัจจุบนัสอดคลอ้งกบั พระราชบญัญติัหลกัทรัพยแ์ละตลาดหล
Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and
Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice Experiences Independent Director, Audit Committee Member, and Corporate Governance Committee Member
Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective Investment Schemes: eligibility, governance, organization and operational conduct, and
Competitiveness Code of Conduct and Code of Ethics The Board-Level Code of Governance specifies the following areas: Board Composition and Structure , for instance, nomination procedure, term of office and sub
: https://www.iosco.org/about/?subsection=display_committee&cmtid=12 2. Policy Committee on Retail Investors : This committee has been established in 2013 with mandates to conduct IOSCO’s policy work on