Security Incident Management; 2.13 Information Security Aspects of Business Continuity Management. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
Exchange Commission No. Kor Thor. 33/2560 Re: Maintenance of Financial Condition of Licensed Derivatives Broker ________________________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546
, manager or person with managing power of other securities company: O yes (please specify in detail) Name of company……………………………………………… condition or time Clause of termination of office in such company
liabilities; 1. subordinated liabilities being unsecured which has the remaining the maturity period more than 1 year as from the calculating date, and has not determined the condition to repay before the
ที่อาจส่งผลกระทบต่อความมั่นคงปลอดภัยของระบบสารสนเทศ (incident report) ให้กับสำนักงานตามที่กำหนดในประกาศว่าด้วยการจัดให้มีระบบเทคโนโลยีสารสนเทศ โดยหนังสือฉบับนี้ ข้าพเจ้าและตัวแทนสมาชิกทุกคน (“ตัวแทนสมา
. subordinated liabilities being unsecured which have the remaining maturity period of more than one year as from the calculating date, and have not determined the condition to repay before the maturity date
account the financial market and capital market, politics and social condition: - Industry analysis: - Study and analysis of fundamental factors of the business to be invested. (3) Prescription of criteria
……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the