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Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to
NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
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Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform