Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 Investor Alert Investor Alert ( 4843 record(s) found) Name Type of action Disclosure Date Link
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
Bangkok, January 6, 2009 ? The SEC has revised its rules on approval of investor contacts for more flexibility and for encouraging more service providers into the capital market. Effective as from
mechanism to protect investors corresponds with how business operates today whereby business operators need to put investors first. The idea [of investor protection] becomes clearer and more concrete as
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)
Facebook Page ชื่อ Equity Fund : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2024)
Facebook Page ชื่อ Fund Thailand : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2024)