related to or necessary for the execution of the duties of the competent officer. In the execution of the duties of the competent officer under the first paragraph, the persons concerned shall give
or evidence for submitting a complaint. 3. Complaints that are not related to day-to-day operation, for instance, business judgment, issues relating to staff or internal operation. 4. Complaints that
Funds and Covered Management Companies and related Cooperation (HK-TH MRF MoU), which was signed by the Securities and Futures Commission of Hong Kong (SFC) and the Office of the Securities and Exchange
related to its use. ] Bhumibhol Adulyadej, Rex., Given on this 27th day of June B.E. 2540 Being the 52nd Year of the Present Reign. His Majesty King Bhumibhol Adulyadej has graciously issued a royal command
/ขายหลักทรัพย์ เช่น ตรวจสอบเงินสดคงเหลือ (cash management) และการลงทุน (portfolio management) ☐ มีการตรวจสอบการทำธุรกรรมกับบุคคลที่เกี่ยวข้อง (related person transaction (RPT)) หรือธุรกรรม ที่มีความขัด