Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the
that “it is a policy of SEC to seek public opinions and learn about problems and obstacles of the concerned parties in every sector of the capital market, including securities business operators and
objectives, directions and strategies take into consideration the interest of the public, investors, business operators, fundraisers, and all parties concerned,? added Mrs. Waratchya
/PB_Detail.aspx?SECID=582. To ensure appropriate guidelines and optimum benefits for all concerned, stakeholders and interested parties are welcome to submit comments and recommendations via the website or
investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose
Lawsuit” forum provides a good opportunity for discussions and exchange of views, by which knowledge and understanding of all parties concerned can be enhanced,” said Mr. Rongrak Phanapavudhikul, SET Senior
implementing anti-graft practices. Should they raise concern and seriously implement policy to fight against corruption, it will bring about social pressure to reinforce social performance, particularly for the
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
beneficial to the operation of SEC Caravan to Provincial Areas project driven by and with the collaboration of the province and local agencies concerned, and the major issues are concluded as follows