Excellence About Us SHARE : Detail Content Toward International Excellence The SEC stress the importance of practices in compliance with the international standards, so that the Thai capital
governance practices and providing support for listed company’s directors and executives in creating sustainable growth. CSR in process: Listed companies operate with social and environmental concern and
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
คล่องของกองทุนรวม (5) การทดสอบผลกระทบต่อสภาพคล่องของกองทุนรวมในกรณีที่เกิดเหตุการณ์ที่มีนัยสำคัญ (stress test) เครื่องมือบริหารความเสี่ยงสภาพคล่อง บริษัทจัดการกองทุนรวม ต้องจัดให้กองทุนรวมใด
such person or any other law relating to financial business, both of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control
business, both of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or
of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
advisor. (5) Directors, managers, the executives of the investment banking unit adhering to professional code of ethics of financial advisor, integrity, and commitment to going-concern business; having