Article 4(1)(39) of MiFID II • Algorithmic trading (AT): trading in financial instruments where a computer algorithm automatically determines individual parameters of orders such as whether to initiate the
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7. Computer
assets belonging individual clients, segregating client assets from their own assets, and conducting Know Your Customer (KYC) and Customer Due Diligence (CDD). • Where any digital asset business is in a
Securities and Exchange Commission 3 Appendix Definitions “IT assets” means (1) system assets, i.e., computer network, system software, application software, and information systems; (2) equipment assets, i.e
marginal part, which represents the dynamic behaviour of each individual marginal, and the copula part, which represents the joint dependence among those individual components. Specifically, the REITs
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
is to become the world's leading provider of premium products and premium services for individual mobility. • Toyota will lead the future mobility society, enriching lives around the world with the
Supervisory Board. Chapter 3 Business Continuity Management and Security of Information Technology Systems __________________ Clause 19 In this Chapter: “computer system relating to trading services with
will help reduce risk in service provision and enhance confidence among service users. KBank is now preparing relevant operational procedures to ensure conformity to these guidelines. Computer-Related