action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
two parts. The first part prescribes the Qualifications of the CIS Operator, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matter. The second part prescribes
. กระทำการหรืองดเว้นกระทำการได้ เมื่อปรากฎข้อเท็จจริง ดังนี้ (1) ความมุ่งหมายหรือสาระที่แท้จริง (substance) ของการจัดการกองทุนมีลักษณะเป็นการ เ ลี่ยงเกณฑ์ (2) การจัดการกองทุนรวมอาจขัดต่อนโยบายรัฐที่
likely to be dishonest; (9) made any material false statement or acted knowingly to conceal any material which should have been expressly disclosed [in order to make such statement not misleading], in
, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matter. The second part prescribes the Product Restrictions of Qualifying CIS. To view: Part I : Qualifications of
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
matter that affects unitholders in all classes: (A) A matter that equally affects unitholders in all classes requires a resolution with majority or special resolution of all investment units outstanding
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have