Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
กลุม่ กราฟแสดงสดัส่วนการลงทุนในปัจจุบนัท่ี Standardized แลว้ Investor types Mean Rank of mean within same investor types Rank of mean across investor types Cash Holder Old- Fashioned Modern Investor Cash
– σ2)]. The Analysis of Hedging Error • The analysis of the hedging error have considered the problem of reducing the deviations or spread of the hedging error. Usually the root mean squared error (RMSE
., 2018; CALISKAN et al., 2020) •Naive Portfolio •Minimizes risk without sacrificing expected returns(Tang, 2003) •Optimal strategy(Bock, 2018;Brown et al., 2013;li, 2018) 6 Background(Cont.) •Mean variance
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) shall mean the manager or the next four executives succeeding the manager, the
experience for non- partner audit staff is between 1.86 to 5.85 years (The mean is at 3.85 years) The above AQIs is used to assess how well- experienced the audit team members are. If the AQIs indicates the
including any executive in charge of accounting and finance whose position is the department manager or equivalent and higher; (11) “securities business personnel” mean personnel in securities business under
liabilities” means total liabilities deducted by qualified liabilities. “total liabilities” mean: (1) all liabilities shown in the financial statement but not including the following liabilities: (a