Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
PTT Public Company Limited under (1). 2 Clause 3. The provision of Clause 2 shall not be applicable in the event that the Stock Exchange of Thailand issues a trading halt on listed securities of PTT
54 Market & Regulatory Transition Process Transition Energy Transition Product Transition Halt and reverse deforestation Roles of S&T 12 18 OUR JOURNEY Dec. 21 Jan –May 22 Review data and assumptions
Thailand issues a trading halt on listed securities of PTT Public Company Limited on 14 December 2007. In which case, the management company shall comply with the Notification of the Securities and Exchange
the aforementioned cause. Also this year, the Board of Directors decided to close a subsidiary in Vietnam and to cease operations of a subsidiary in China in order to halt any long-term losses that may
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
2.6 Auto Halt on a per-security basis • To implement auto halt per stock in cases where the total number of stocks in an order exceeds the specified amount to prevent irregular order matching Q1/2025
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
is so numerous that to conduct a case as an ordinary case shall be complicated and impractical.2 2. The consequence of the judgment The judgment of the Court shall have the consequence of binding the