borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15 Application for License to Undertake Business of Private Fund Management B.E. 2543(repealed No. 6 No. 14 and amended by
- Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending Business as Securities Business (SBL) ○ Prescription of Securities Finance Business as Securities
Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker Limited to Agriculture Product Derivatives List of Securities Businesses
& Underwriter • Securities Borrowing & Lending • Thailand Securities Finance Corporation : TSFC Approved Personnel о Major Shareholders • SEC Act • Derivative Act о Executives • SEC Act
-sharing or leasehold contracts: suitable for public, non-transferable assets/ concession assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of
60% of the total asset value. Borrowing policy must comply with the provisions contained in the trust instrument. Issuance of debt instruments shall contain no features or conditions of perpetual bond
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin loan, a loan limit and conditions of such credit shall be specified, and there shall be a statement