Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
complicated than plain debt securities as it is a combination of debt securities and derivatives. An investment in the structured notes involves in a few risk factors such as underlying risk, credit risk of
million, a 11.37% dropped or Baht 49.66 million same period of previous year. Because of Gain from sale of fixed assets stated in Q1/2018 consolidated financial statements at the amount of Baht 57.82
the Year 2019 Total amount not exceeding 3% of the net profit for the Year 2018 or a total of THB 4.80 million ** In addition to the remuneration of the Directors stated in number (3) 3 7. To propose to
the Directors stated in number (3) 3 7. To propose to the Annual General Meeting of Shareholders for consideration and approval of the appointment of Mr. Vichai Ruchitanont, Registration No. 4504 or Mr
reimbursement of investigative expenses Cases Persons Fail to exercise duty of care - - - - - - - Presenting a false statement or concealing material facts that should have been stated - - - - - - - Disclosure of
Directors Meeting had approved such related transaction and the Company had disclosed the related transaction to the SET on 25 May 2018. In consideration of two related transaction stated above, the total
Board of Directors Meeting had approved such related transaction and the Company had disclosed the related transaction to the SET on 25 May 2018. In consideration of two related transaction stated above
SECûs operation is based on four strategic goals stated in the 2001-2003 strategic plan as follows: Goal 1: Develop the Thai capital market as an important alternative for fund mobilization and investment
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...