.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3) not being under restriction or
the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down to department director whose role is responsible
documentation by 31 December 2009. Clause 36 All notifications of the SEC Office, orders, and circulars which are issued under or that lay down the guidelines under the Notification of the Securities and Exchange
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes ; (3) investment units of a mutual fund whose returns calculation is made in a complicated way (complex
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
any position from second to manager down to department director who take responsibility in the line of work relating to investment management of the management company. If such person fails to proceed
เครื่อง คอมพิวเตอร์ (file sharing) ( กำหนดให้ผู้ใช้งานต้อง shut down คอมพิวเตอร์ส่วนบุคคลทุกครั้งหลักเลิกใช้งาน ( กำหนดให้ผู้ใช้งานต้อง log off จากระบบงานทันทีเมื่อใช้งานระบบงานเสร็จ ( อื่น ๆ โปรดระบุ
business In case the company invests in a company which is having problem relating to financial position and outcome of business operation, such as a financial institution which was closed down or controlled
same standard, the Office lays down a guideline for the management company to arrange to have operating systems for appropriate management of fund. Where the management company has arranged to have an